Late trading

Results: 581



#Item
221Funds / Institutional investors / Collective investment schemes / Mutual fund / Market timing / U.S. Securities and Exchange Commission / Late trading / Securities and Exchange Commission / Mutual fund scandal / Financial economics / Investment / Financial services

Microsoft Word - Mutual Fund Scandal Open.doc

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Source URL: democrats.financialservices.house.gov

Language: English - Date: 2007-02-11 23:00:00
222Institutional investors / Funds / New Deal agencies / U.S. Securities and Exchange Commission / Mutual fund / Late trading / Mutual Fund Directors Forum / Financial economics / Investment / Financial services

Microsoft Word[removed]Mutual Funds Day 1 Nov 03.doc

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Source URL: democrats.financialservices.house.gov

Language: English - Date: 2007-02-11 23:00:00
223Late-2000s financial crisis / Commodity Futures Trading Commission / Futures contract / Hedge / Dodd–Frank Wall Street Reform and Consumer Protection Act / Swap / Electric utility / Commodity Futures Modernization Act / Financial economics / Finance / Financial system

NEWS For Immediate Release: August 20, 2012 Contact: Daphne Magnuson [removed[removed] Current CFTC Threshold for Swaps by Government-Owned Utilities

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Source URL: www.ngsa.org

Language: English - Date: 2013-08-03 00:18:53
224Funds / Collective investment schemes / Stock market / Mutual fund / Late trading / Net asset value / Index fund / Market timing / Investment management / Financial economics / Investment / Financial services

Microsoft Word[removed]testimony 1.doc

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Source URL: democrats.financialservices.house.gov

Language: English - Date: 2007-02-11 23:00:00
225111th United States Congress / Dodd–Frank Wall Street Reform and Consumer Protection Act / Late-2000s financial crisis / Presidency of Barack Obama / Systemic risk / Percent allocation management module / Commodity Futures Trading Commission / Futures contract / Business / Finance / Foreign exchange market / Financial economics

Microsoft PowerPoint - forex-NY-workshop-cpo-cta-issues.ppt [Compatibility Mode]

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Source URL: www.nfa.futures.org

Language: English - Date: 2011-06-23 13:05:04
226Late-2000s financial crisis / Systemic risk / Commodity Futures Trading Commission / Derivative / U.S. Securities and Exchange Commission / Dodd–Frank Wall Street Reform and Consumer Protection Act / Gary Gensler / Depository Trust & Clearing Corporation / Securities Exchange Act / Financial economics / Financial system / Finance

Microsoft Word - WASHINGTON-#[removed]v1-DTCC_Letter_Re__User_Choice.DOC

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Source URL: www.sec.gov

Language: English - Date: 2011-07-22 14:53:41
227

ASSOCIATION CANADIENNE DES JURISTES-TRADUCTEURS Bulletin de terminologie no 13 (juin[removed]Late trading et market timing Termes connexes : forward pricing et short-term trading Anglais

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Source URL: www.acjt.ca

Language: French - Date: 2012-01-11 11:33:12
    228Commodity Futures Trading Commission / Dodd–Frank Wall Street Reform and Consumer Protection Act / Derivative / Commodity Exchange Act / Late-2000s financial crisis / U.S. Securities and Exchange Commission / Commodity Futures Modernization Act / Economics / Financial regulation / Financial economics

    June 17, 2014 Re: Oppose H.R[removed]Dear Representative, We are writing on behalf of the Consumer Federation of America (CFA) to ask you to oppose “The Customer Protection and End User Relief Act” (H.R. 4413), which t

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    Source URL: www.consumerfed.org

    Language: English - Date: 2014-06-18 16:49:10
    229Subprime mortgage crisis / Financial services / Derivative / Credit risk / Investment banking / Goldman Sachs / Hedge fund / Late-2000s financial crisis / Hedge / Financial economics / Investment / Finance

    Comptroller of the Currency Administrator of National Banks Washington, DC[removed]OCC’s Quarterly Report on Bank Trading and Derivatives Activities Fourth Quarter 2012

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    Source URL: occ.gov

    Language: English - Date: 2014-11-23 08:50:17
    230111th United States Congress / Dodd–Frank Wall Street Reform and Consumer Protection Act / Late-2000s financial crisis / Presidency of Barack Obama / Systemic risk / United States federal banking legislation / Derivative / Commodity Futures Trading Commission / Swap / Financial economics / Finance / Financial system

    Microsoft Word[removed]_2_.docx

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    Source URL: www.sec.gov.

    Language: English - Date: 2012-06-28 08:33:48
    UPDATE